SEC Charges Galois Capital with Misleading Investors
SEC Charges Galois Capital with Misleading Investors
The U.S. Securities and Exchange Commission (SEC) has charged Galois Capital, a Florida-based investment firm, with significant compliance failures and misleading investors. These allegations stem from the firm's failure to adhere to required custody practices and providing misleading information regarding its redemption policies.
According to the SEC’s order, Galois Capital, formerly a registered investment adviser for a private fund focused...
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