SEC Tightens Oversight on Investigations Under New Leadership

SEC Tightens Oversight on Investigations Under New Leadership

The U.S. Securities and Exchange Commission (SEC) now requires its enforcement staff to obtain high-level approval before initiating formal investigations, according to sources cited by Reuters. This policy shift, implemented under the SEC’s new leadership, mandates that politically appointed commissioners must authorize subpoenas, document requests, and testimony compulsion—marking a significant departure from prior procedures. SEC Over...

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